SAP Process Control 10.1 Implementation and Configuration (GRC330v98)

COURSE OUTLINE:

Description

In this course, you will learn how to configure and implement SAP Process Control 10.1. You will also learn the important concepts needed to prepare for implementation and ongoing prevention of process risk.

This course is based on software release SAP Process Control 10.1.

Audience

��Implementation consultants
��Key technical business users involved in a process control project
��IT governance experts
��Consultants for SAP security and GRC IT auditors
��Business project team leaders
��Compliance managers
��Internal audit managers

Prerequisites

��Knowledge of integrated processes in an SAP system
��Knowledge of authorization concepts in an SAP system
��Practical knowledge of common business processes
��Experience with compliance regulations is recommended but not required

Learning Objectives

��Purpose and business use of Process Control
��Key features and related harmonization topics
��Risk-based internal controls
��Configure Process Control customizing settings and those shared across GRC
��Create and manage master data
��Security and authorization requirements
��Implement the Process Control solution
��Use risk-managed financial compliance practices
��Plan and process surveys and tests
��Set up and maintain Continuous Monitoring
��Integrate and use Process Control with Policy Management
��Operational compliance
��Aggregate deficiencies
��Use the harmonized reporting framework
��Using custom-defined fields and document search

1.�Enterprise Governance, Risk and Compliance (eGRC)

��Risk-Based Approach to Managing Compliance Initiatives
��Integrated GRC Approach

2.�Governance

��Governance Overview
��Governance Using Process Control 10.1
��Daily Business Use

3.�Harmonization Overview

��Harmonization Concepts
��Work Centers
��Setting Up an Entry Page
��Technical Landscape

4.�Configuration Requirements

��Customizing Central Tasks
��Shared Master Data and Reports
��Workflow
��Authorization Updates
��Process Control-Specific Customizing

5.�Create and Manage Master Data

��Master Data Overview
��Setting Up an Organization Hierarchy
��Setting Up the Account Group Hierarchy
��Setting Up the Central Process Hierarchy
��Setting Up the Indirect Entity-Level Control Hierarchy
��Harmonized Risk Model
��Uploading Master Data with MDUG
��Content Lifecycle Management
��Master Data Change Request Workflow

6.�Surveys and Manual Tests

��Survey and Test Overview
��Planner Overview
��Assessment Survey
��Manual Test
��Manual Test: Offline Forms and Data Sheets
��Disclosure Survey
��Issue Remediation

7.�Risk-Managed Financial Compliance

��Risk-Based Financial Compliance
��Materiality Analysis
��Risk Assessment
��Control Risk Rating
��Test Strategy
��Risk Coverage Analysis
��Integration with SAP Audit Management

8.�Ad Hoc Issues

��Ad Hoc Issues
��Integration with SAP Fraud Management

9.�Policy Management

��Policy Management: Overview
��Configuring Policy Management
��Policy Lifecycle Management

10.�Continuous Monitoring

��Continuous Monitoring: Overview
��Continuous Monitoring: Preconfiguration
��Creating a Data Source
��Creating a Business Rule
��Assigning Business Rules to a Control
��Scheduling a Continuous Monitoring Job
��Monitoring a Continuous Monitoring Job
��SAP Queries
��SAP BW Query
��Setting Up a Configurable Rule Subscenario
��Create a Programmed Rule
��ABAP Reports
��Process Integration Subscenario
��SoD Integration
��Web Service for Continuous Monitoring
��Event-Based Monitoring
��SAP HANA Views
��New CCM Content Upload Capabilities

11.�Operational Compliance Overview

��Operational Compliance Overview and Key Trends
��CAPA
��Operational Compliance-Specific Focus in CCM

12.�Closing Activities in an ICS Management Cycle

��Sign-Off
��Aggregation of Deficiencies

13.�Reporting

��Reports Overview
��Report Framework Harmonization
��Dashboard Overview

14.�Security and Authorization

��Security and Authorization: Overview
��Authorization Configuration and Setup

15.�Implementation Scope and Approach

��Implementation Scope and Approach

16.�Establishing a Compliance Framework

��Configuring a Multi-Compliance Framework (MCF)

17.�Other Process Control Features

��Custom-Defined Fields
��Document Search

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